Universidade de Brasília – UnB
Depto. de Línguas Estrangeiras – LET
No. de Identificação da Disciplina: 146129		 Instituto de Letras – IL
Professor: Dr. João Sedycias
História da Língua Espanhola

Observação importante: Ao visitarem esta página de novo, não se esqueçam de acionar o dispositivo de "reload, recarregar" (no Netscape Navigator) ou "refresh, atualizar" (no Microsoft Internet Explorer) dos seus browsers para que a informação no cache dos mesmos seja atualizada e vocês possam visualizar os novos dados colocados na página. Caso contrário, verão apenas informação antiga e desatualizada.

¡OJO! – Esta página está actualizada hasta el: 26 de marzo dce 2000.
Source: Encyclopaedia Britannica

Indo-European Languages –

The Parent Language: Proto-Indo-European

By comparing the recorded Indo-European languages, especially the most ancient ones, much of the parent language from which they are descended can be reconstructed. This reconstructed parent language is sometimes called simply Indo-European, but in this article the term Proto-Indo-European is preferred.

Phonology

Consonants

Proto-Indo-European probably had 15 stop consonants. In the following grid these sounds are arranged according to the place in the mouth where the stoppage was made and the activity of the vocal cords during and immediately after the stoppage:

A "labial" sound is made with the lips, and a "dental" sound with the tip of the tongue against the back of the teeth. The "palatal" and "velar" sounds were probably made by contact between the back of the tongue and the soft palate--more toward the front of the mouth in the case of the palatals and more toward the back in the case of the velars (compare Arabic kalb dog' versus qalb heart'). The "labiovelar" sounds were made by contact between the back of the tongue and the soft palate with concomitant rounding of the lips. "Voiceless" designates sounds made without vibration of the vocal cords; "voiced" sounds are pronounced with vibration of the vocal cords. The exact pronunciation of the "voiced aspirates" is somewhat uncertain; they were probably similar to the sounds transcribed bh, dh, and gh in Hindi.

Correspondences pointing to the voiced labial stop b are rare, leading some scholars to deny that b existed at all in the parent language. A minority view holds that the traditionally reconstructed voiced stops were actually glottalized sounds produced with accompanying closure of the vocal cords. The status of the velar stops k, g, and gh has likewise been questioned. The earlier view that Proto-Indo-European had a series of voiceless aspirated stops ph, th, kh, kh, and kwh has largely been abandoned. (Aspirated consonants are sounds accompanied by a puff of breath). There was one sibilant consonant, s, with a voiced alternant, z, that occurred automatically next to voiced stops. The existence of a second apical spirant, þ (presumed pronunciation like that of th in English thin), is extremely uncertain.

There is general agreement that Proto-Indo-European had one or more additional consonants, for which the label "laryngeal" is used. These consonants, however, have mostly disappeared or have become identical with other sounds in the recorded Indo-European languages, so that their former existence has had to be deduced mainly from their effects on neighbouring sounds. Hence, the laryngeal sounds were not suspected until 1878, and even then they were rejected by most scholars until after 1927, when the Polish linguist Jerzy Kurylowicz showed that Hittite often has h (perhaps a velar spirant like the ch in German ach) in places where a laryngeal had been posited on the evidence of the other Indo-European languages. There is still considerable disagreement about how many laryngeals there were, what they sounded like, what traces they left, and how best to symbolize them. Most scholars now believe there were three, which can be written H1, H2, and H3. Of these, H1 may have been h or a glottal stop; H2 was perhaps a pharyngeal spirant like Arabic h in hams five'; H3, whatever its other features, was probably voiced. The principal traces they left outside Anatolian are in the quality and length of neighbouring vowels, H2 changing a neighbouring e to a, and probably H3 changing it to o, while all laryngeals lengthened a preceding vowel in the same syllable. In Anatolian, H2 and H3 remained as h, at least in some positions.

When laryngeals between consonants disappeared, a vowel sometimes remained, as in Greek stásis, Sanskrit sthitis, Old English stede a standing (place)' from Proto-Indo-European *stH2tis. Before the advent of the laryngeal theory, a separate Proto-Indo-European vowel (called schwa indogermanicum) was reconstructed to account for these correspondences.

Finally, there were the nasal sounds n and m, the liquids l and r, and the semivowels y and w. When y and w occurred between consonants, they were replaced by the vowels i and u. The nasals and liquids functioning as nuclei of syllables in this position (like the final sounds of English bottom, button, bottle, butter) are traditionally written n, , l, r. Some scholars dispense with these diacritical marks and with the distinction between syllabic i and u and nonsyllabic y and w, but this obscures certain distinctions, such as that between -wn- in *kwnsu among dogs,' Sanskrit shvasu, and -un- in *tund- shove,' Sanskrit tundate.

Vowels

The vowel system of Proto-Indo-European consisted of the following sounds:

In forming front vowels, the highest point of the tongue is in the front of the mouth; for back vowels, that point is in the back. High vowels are those in which the tongue is highest--closest to the roof of the mouth; mid vowels are made with the tongue between the extremes of high and low.

The four mid vowels participated in a pattern of alternation called "ablaut." In the course of inflection and word formation roots and suffixes could appear in the "e-grade" (also called "normal grade"; compare Latin ped-is of a foot' [genitive singular]), "o-grade" (e.g., Greek pód-es feet'), "zero-grade" (e.g., Avestan fra-bd-a- forefoot,' with -bd- from *-pd-), "lengthened e-grade" (e.g., Latin pes foot' [nominative singular] from *ped-s), and/or "lengthened o-grade" (e.g., English foot, Old English fot).

There is some evidence for a similar pattern of alternation involving a, a, and zero. Most instances of apparent a and a, however, arose by "coloration" of e under the influence of a preceding or following H2 (e.g., Greek ag- lead' comes from *H2eg-, sta- stand' comes from *stH2-). Some cases of o, o, and e are likewise of laryngeal origin (e.g., Greek op- see' comes from *H3ekw-, do- give' comes from *deH3-, the- put' comes from *dheH1-). Among the high vowels, i and u did not participate in ablaut alternations but rather functioned primarily as the syllabic realizations of the consonants y and w, as in *leykw- leave,' zero-grade *likw-, parallel to *derk- see,' zero-grade *drk-. Long i and u in the recorded languages derive in large part from sequences of i or u plus laryngeal, as in Latin vivus alive' from *gwiH3wós.

The accent just before the breakup of the parent language was apparently mainly one of pitch rather than stress. Each full word had one accented syllable, presumably pronounced on a higher pitch than the others.

Morphology and Syntax

The Proto-Indo-European verb had three aspects: imperfective, perfective, and stative. Aspect refers to the nature of an action as described by the speaker--e.g., an event occurring once, an event recurring repeatedly, a continuing process, or a state. The difference between English simple and "progressive" verb forms is largely one of aspect--e.g., "John wrote a letter yesterday" (implying that he finished it) versus "John was writing a letter yesterday" (describing an ongoing process, with no implication as to whether it was finished or not).

The imperfective aspect, traditionally called "present," was used for repeated actions and for ongoing processes or states--e.g., *stí-stH2-(e)- stand up more than once, be in the process of standing up,' *mn-yé- ponder, think,' *H1es- be.' The perfective aspect, traditionally called "aorist," expressed a single, completed occurrence of an action or process--e.g., *steH2- stand up, come to a stop,' *men- think of, bring to mind.' The stative aspect, traditionally called "perfect," described states of the subject--e.g., *ste-stóH2- be in a standing position,' *me-món- have in mind.'

Verb roots were by themselves either perfective (like *steH2- stand' and *men- think') or imperfective (like *H1es- be'). This basic aspect, however, could be reversed by morphological devices such as ablaut, suffixation, and reduplication. The stative aspect was normally marked by reduplication and the o-grade of the root in the indicative singular; it had personal endings that were partly distinct from those of the other two aspects.

From one aspect of a given verb the shape and even the existence of the other two aspects could not be predicted; for example, *H1es- be' had only the imperfective aspect. Ways of forming imperfectives were especially numerous and often involved, in addition to their imperfective aspectual meaning, some other notion, such as performing the action habitually or repeatedly (iterative), or causing someone else to perform it (causative). One root could thus have several imperfective stems; so to the root *H1er- move' there were at least a causative form, *H1r-new- set in motion,' and an iterative form, *H1r-skh- go repeatedly.'

The Proto-Indo-European verb was also inflected for mood, by which the speaker could indicate whether he was making statements or inquiries about matters of fact; making predictions, surmises, or wishes about the future or about unreal but imagined situations; or giving commands. Compare English "If John is home now (he is eating lunch)" with the verb is in the indicative mood, discussing a matter of fact, with "If John were home now (he would be eating lunch)" with the verb were in the subjunctive mood, describing an unreal situation. There were two Proto-Indo-European suffixes expressing mood: -e- alternating with -o- for the subjunctive, corresponding roughly in meaning to the English auxiliaries shall' and will,' and -yeH1- alternating with -iH1- for the optative, corresponding roughly to English should' and would.' Verbs without one of these two suffixes were marked for mood and tense by their personal endings alone.

These personal endings basically expressed the person and number of the verb's subject, as in Latin amo I love,' amas you (singular) love,' amat he or she loves,' amamus we love,' and so on. In the imperfective and perfective aspects there were two sets of endings, distinguishing two voices: active, in which typically the subject was not affected by the action, and mediopassive, in which typically the subject was affected, directly or indirectly. Thus Sanskrit active yájati and mediopassive yájate both mean he sacrifices,' but the former is said of a priest who performs a sacrifice for the benefit of another, while the latter is said of a layman who hires a priest to perform a sacrifice for him. In the stative aspect there was originally no distinction of voice.

To mark mood and tense, imperfective verbs that did not have a mood suffix distinguished three subtypes of active and mediopassive endings: imperative, primary, and secondary. Verbs with imperative endings belonged to the imperative mood (used for commands)--e.g., *H1s-dhí be (singular),' *H1és-tu let him be.' Verbs with primary endings were marked as non-past (present or future) in tense and indicative in mood--e.g., *H1és-ti he is.' (Indicative mood signifies objective statements and questions). Verbs with secondary endings were unmarked for tense and mood but were normally used as past indicatives (e.g., *H1és-t he was,' *gwhén-t he slew') and to fill out gaps in the imperative paradigm (e.g., *H1és-te or *H1s-té you [plural] were,' but also be [plural]'; *gwhén-te or *gwhn-té you [plural] slew,' but also slay [plural]'). To mark such forms unambiguously as past indicatives, an augment, usually consisting of the vowel e, could be prefixed--e.g., *é-gwhen-t he slew,' *é-H1es-t he was.'

Verbs in the perfective aspect without a mood suffix did not occur with primary endings and thus lacked a true present tense. Verbs in the stative aspect substituted a distinctive set of endings for those of the primary set but apparently used the imperative and secondary endings in the usual way to form a stative imperative and a stative past indicative.

Nominal Inflection

Eight cases can be reconstructed: nominative, for the subject of a verb; accusative, for the direct object; genitive, for the relations expressed by English of; dative, corresponding to the English preposition to, as in "give a prize to the winner"; locative, corresponding to at, in; ablative, from; instrumental, with; and vocative, used for the person being addressed. For examples of some of these see Table 2. Besides singular and plural number, there was a dual number for referring to two items. Each noun belonged to one of three genders: masculine, to which belonged most nouns designating male creatures; feminine, to which belonged most names of female creatures; and neuter, to which belonged only a few words for individual adult living creatures. The gender of nouns not designating living creatures was only partly predictable from their meaning.

Adjectives were nounlike words that varied in gender according to the gender of another noun with which they were in agreement, or, if used by themselves, according to the sex of the entity to which they referred; thus, Latin bonus sermo good speech' (masculine), bona aetas good age' (feminine), bonum cor good heart' (neuter), or bonus a good man,' bona a good woman,' bonum a good thing.' The neuter of an adjective was often identical with the masculine except for having different endings in the nominative and accusative cases. Feminine gender was either completely identical with the masculine or derived from it by means of a suffix, the two commonest being *-eH2- and *-iH2- (*-yeH2-).

Demonstrative, interrogative, relative, and indefinite pronouns were inflected like adjectives, with some special endings. Personal pronouns were inflected very differently. They lacked the category of gender, and they marked number and case (in part) not by endings but by different stems, as is still seen in English singular nominative "I," but oblique "my," "me"; plural nominative "we," but plural oblique "our," "us." (The oblique is any case other than nominative or vocative).

Syntax

Some notable features of Proto-Indo-European syntax were the non-ergative case system, in which the subject of an intransitive verb received the same case marking as the subject (rather than the object) of a transitive verb; concord (agreement) in case, number, and gender between adjective and noun; and the use of singular verbs with neuter plural subjects, as in Greek pánta rhei all things flow,' with the same (singular) verb as ho pótamos rhei the river (masculine) flows,' contrasting with hoi pótamoi rhéousi the rivers flow' (indicating that neuter plurals were originally collectives and grammatically singular). Proto-Indo-European word order was flexible, but basic declarative sentences typically had the structure subject-object-verb (SOV).

Lexicon and Culture

Much less is known about the parent language's vocabulary than about its phonology and grammar. Sounds and grammatical categories do not easily disappear or undergo radical change in so many daughter languages that their former existence can no longer be detected. It is relatively easy, however, for an individual word to disappear or shift meaning in so many daughter languages that its existence or meaning in the parent language cannot be confidently inferred. Hence, from the linguistic evidence alone, scholars can never say that Proto-Indo-European lacked a word for any particular concept; they can only state the probability that certain items did exist and from these items make inferences about the culture and location in time and space of the speakers of Proto-Indo-European.

Thus is it supposed that the Proto-Indo-European community knew and talked about dogs (*kwón-), horses (*H1ékwo-), sheep (*H3éwi-), and almost certainly cows (*gwów-) and pigs (*súH-). Probably all these animals were domesticated. At least one cereal grain was known (*yéwo-), and at least one metal (*H2éyos). There were vehicles (*wógho-) with wheels (*kwékwlo-), pulled by teams joined by yokes (*yugó-). Honey was known, and it probably formed the basis of an alcoholic drink (*mélit-, *médhu) related to the English mead. Numerals up through 100 (*któm) were in use. All this suggests a people with a well-developed Neolithic (characterized by simple agriculture and polished stone tools) or even Chalcolithic (copper- or bronze-using) technology.

Voltar ao começo da página Voltar à página principal